Funder requirements for open-access publishing and application for payment of article-processing charges (APCs).
Many funders have policies and advice relating to open access:
UK Research and Innovation (UKRI)
UKRI have an open access policy based on Plan S principles. Any peer reviewed journal papers submitted from 1 April 2022 onwards must:
- Contain a Data Access Statement (DAS) which specifies where the research data associated with your paper can be found, and how they can be accessed, even if there is no data associated with the article or the data cannot be accessed. You can find examples of statements to adapt under “Write a data access statement” on our Preserving, sharing, and disposing of your research data webpage.
- Be made open access immediately upon publication.
- Have a CC-BY licence attached.
- Contain a Rights Retention Statement if the journal does not comply with gold open access or a transformative deal. We recommend making a habit of including it in every publication, to make it easier to comply with the policy. The Rights Retention Statement should read: ‘This work was funded by UKRI grant [grant number]. For the purpose of open access, the author has applied a Creative Commons Attribution (CC BY) licence to any Author Accepted Manuscript version arising’.
This basic flowchart (PDF) shows the steps you need to take to comply with the current UKRI open access policy. There are further explanations and more detailed information in the in-depth flowchart (PDF). Alternatively, please contact the Library Research Support team at lib.rke@uwe.ac.uk for more information.
UKRI have also provided the University with funds to help meet the cost of APCs. To apply to access this fund, please complete the APC payment information form (DOC) and submit it to Library Research Support team at lib.rke@uwe.ac.uk.
On 1 January 2024, UKRI introduced additional requirements for monographs, book chapters and edited works. See this UKRI open access monograph requirements guidance for further information.
Research England
Research England have issued specific requirements for the Research Excellence Framework (REF) 2021. Continue to follow these until further notice.
Plan S
Plan S is an initiative for Open Access publishing. Current signatories include The Wellcome Trust and the Bill and Melinda Gates Foundation. If you are funded by a Plan S signatory, all scholarly publications resulting from this research must be published in open access journals, on access platforms, or made immediately available through Open Access Repositories without embargo (usually by using a CC BY licence). You can check if your choice of journal is compliant with this policy by using the Plan S Journal Checker Tool (currently in beta).
If the journal you wish to publish in is not compliant, you can self-archive your research in the UWE Bristol Research Repository, but you must apply the following statement to your journal submission:
“This work was funded by [funder name] [grant number] For the purpose of Open Access the author has applied a CC BY public copyright licence to any Author Accepted Manuscript version arising from this submission.”
See the Plan S website for more information on rights and licences.
The Wellcome Trust
The Wellcome Trust's open-access requirements extend to all research articles, scholarly monographs, and book chapters funded by their research grants. The Wellcome Trust's open-access webpages detail how grant holders can meet their requirements.
National Institute for Health Research (NIHR)
NIHR require funded researchers to seek to publish their research outputs in peer-reviewed journals that are compliant with their policy on open access. The NIHR open access webpages detail how grant holders can meet their requirements and apply for funding for open-access publication.
European funders
For open FP7 projects Gold Open Access charges can be charged to project grants. Alternatively, researchers publishing in traditional subscription journals can comply through Green open access, by making their papers available through the UWE Bristol Research repository.
Check your funder requirements
Sherpa Fact can be used to check your journal of choice against the open-access policy of many funders.